Parkland Securities, LLC is committed to safeguarding the confidential information of
its clients. We hold all personal information provided to our firm in the strictest confidence.
These records include all personal information that we collect from you in connection with any of
the services provided by Parkland Securities, LLC. We have never disclosed
information to nonaffiliated third parties, except as permitted by law, and do not anticipate doing
so in the future. If we were to anticipate such a change in firm policy, we would be prohibited
under the law from doing so without advising you first. (As you know, we use financial
information that you provide to us to help you meet your personal financial goals while guarding
against any real or perceived infringements of your rights of privacy.) Our policy with respect to
personal information about you is listed below.
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We limit employee and representative access to information only to those who have a business
or professional reason for knowing, and only to nonaffiliated parties as permitted by law. (For
example, federal regulations permit us to share a limited amount of information about you with
a brokerage firm in order to execute securities transactions on your behalf, or so that our firm
can discuss your financial situation with your accountant or lawyer.)
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We maintain a secure office and computer environment to ensure that your information is not
placed at unreasonable risk.
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The categories of nonpublic personal information that we collect from a client depend upon the
scope of the client engagement. It will include information about your personal finances,
information about your health to the extent that it is needed for the planning process,
information about transactions between you and third parties, and information from consumer
reporting agencies.
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For unaffiliated third parties that require access to your personal information, including
financial service companies, consultants, and auditors, we also require strict confidentiality in
our agreements with them and expect them to keep this information private. Federal and state
regulators also may review firm records as permitted under law.
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We do not provide your personally identifiable information to mailing list vendors or solicitors
for any purpose.
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Personally identifiable information about you will be maintained during the time you are a
client, and for the required time thereafter that such records are required to be maintained by
federal and state securities laws. After this required period of record retention, all such
information will be destroyed.
If you have any questions about our privacy statement, you can contact us at 734 663-1611 or in
writing at 4261 Park Road, Ann Arbor, MI 48103.
Securities offered through Parkland Securities, LLC. Member FINRA, SIPC